Assistant Regulatory Compliance Consultant VAC-15343N 40 views1 application

Our client is a leading Financial Services Consultancy Group in the region and is seeking to recruit Assistant Consultants for its Regulatory Compliance team. The successful candidate will have unique profile-building and career growth opportunities in a fast-growing sector, working alongside highly experienced specialists and consultants and dealing with a reputable global clientele.

Responsibilities:
Draft, review and update manuals, policies, processes and procedures with respect to the operations of investment firms
Perform regular monitoring by following a Compliance Monitoring Programme to ensure that compliance standards and obligations of investment firms are adhered to
Support Senior Consultants with onsite and desk-based inspections on regulatory compliance matters
Ensure investment firms fulfil their annual obligations and licence conditions
Provide advice and solutions to investment firms on regulatory compliance queries/issues
Provide support to the compliance experts team, help to coordinate with other departments (legal & corporate, accounting & tax, capital adequacy, internal audit etc.) and develop strong working relationships
Communicate on behalf of investment firms with the Cyprus Securities & Exchange Commission and other local and EU authorities
Communicate with personnel and management of investment firms
Provide guidance and assistance to investment firms regarding client complaints
Prepare applications, notifications and record updates for the Cyprus Securities & Exchange Commission (CySEC) on behalf of investment firms
Work closely with a Senior Consultant to draft and review annual reports on Compliance, Risk Management, Anti-Money Laundering (AML) and related matters
Review and analyse new regulations and advise how these are impacting investment firms
Develop compliance and AML training material and support with ongoing compliance training to investment firms’ personnel
Support AML checks and reviews and undertake client identification and due diligence of investment firms’ clients

Requirements:
Knowledge in regulatory frameworks, such as AML, KYC, MiFiD, EMIR etc OR
Active interest in relevant regulatory standards and best practice trends
Knowledge of the financial services sector, gained ideally from working in corporate environments as a financial/market analyst
Strong organisational, analytical and strategic thinking skills
Ability to take ownership and find solutions to problems
Team spirit and willingness to study and develop either on the job or shadowing senior consultants
Dynamism and ability to deliver results in a timely manner
Excellent relationship-building and interpersonal skills
Excellent client relation skills
Communicating effectively, both in writing and verbally in Greek and English and have strong listening and influencing skills
Knowledge of any other language shall be considered an advantage
Computer literacy
Bachelor’s degree in Economics, Law, Mathematics, Business, Finance or Accounting or Risk Management or a related discipline from a reputable university
Master’s degree in a related field would be considered as an advantage
1-2 years of professional experience in a corporate environment, ideally in financial/market analyst positions
CySEC certificates (Basic or Advanced) for the provision of investment services would be considered as an advantage

Competitive remuneration package including 13th salary, Health Plan, Provident Fund, Bonus and other fringe benefits.

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