Compliance Officer VAC-14995A 55 views

Our client, a Financial Technology Company, are looking to hire a Compliance Officer for their offices here in Limassol.

Job Details:

The Compliance Officer shall implement and maintain adequate policies and procedures designed to detect any risk of failure by the Company to comply with its obligations, and put in place adequate measures and procedures designed to minimize such risk and to enable the competent authorities to exercise their powers effectively. They shall report to the Senior Management of the Company.

Primary responsibilities:
Review and final approval of the due diligence documents at the account opening stage (“Know-Your-Client” procedures)
Implementing the Client classification procedure
Following the approval of a Client account and for the duration of the account operation, monitoring Clients regarding suspicions transactions, whereas these do not match with their investment profile and notify the MLCO
Liaise with other departments on the review and follow-up of Client complaints or grievances that need to be filed with CYSEC
Client record keeping and documentation filing of:
Client agreements and all the relevant documentation (“Know-Your-Client” procedure documents)
Final approval and stamping of Due Diligence documentation
Client complaints or grievances
Outsourcing agreements
Daily list of all the transmitted Client’s orders for execution
Daily list of all the transactions executed by third parties, and the Brokerage Department
Client transaction records, as per the provisions of Section 5.8.2 below
Records of the notifications and reports sent to Clients (execution through third parties), as applicable

Required Skills:
Represent a positive and professional image at all times
BA/BS in a related field (finance, accounting, economics or other)
Must be fluent in English. Preference will be given to candidates that speak at least European language.
Excellent research and analytical skills
Strong organizational skills and ability to prioritize and work independently in order to meet deadlines, objectives and goals
Proficient in Microsoft Outlook, Word, Excel and Internet Explorer
High ethical standards who exercises sound judgment with a desire to accurately identify and proactively resolve potential problems
Ability to maintain confidentiality at all times

Preferred Skills
Previous experience in Forex

Salary is 2500 euros gross per month based on qualifications, skills and experience.

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